Over the last 12 years, Oakes & Fosher has tried and won more FINRA arbitration cases on behalf of individual investors than any other law firm in the country.

*Past results do not guarantee a similar outcome. The choice of a lawyer is an important decision and should not be based alone on prior results.

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The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Douglas Alexander. According to his publicly available FINRA BrokerCheck report, Douglas Alexander has been the subject of a customer complaint.

Douglas Alexander is presently operating as a Virginia based securities broker. He has worked in the securities industry for twenty-six years. During his career, he has been registered with ten different securities firms.

His Registrations

  • First Investors Corporation (1990)
  • Tamaron Investments (1992)
  • The Equitable Life Assurance Society of the United States (1993-1997)
  • EQ Financial Consultants (1993-1997)
  • Ascend Financial Services (1997-1999)
  • H. Beck, Inc. (1999-2005)
  • Tower Square Securities (2005-2006)
  • AXA Advisors (2006-2008)
  • Next Financial Group (2008-2010)
  • First Allied Securities (2010-Present)

The Allegations

In April 2018, a customer alleged that Douglas Alexander recommended unsuitable securities. This case was settled for $25,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Douglas Alexander, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.