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Category

Current Investigations

Nov 14
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Christopher Montgomery Allegedly Misrepresents Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Christopher Montgomery. According to his publicly available FINRA BrokerCheck report, Christopher Montgomery has been…
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Nov 14
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Kwimin Ahn Terminated From Pruco Securities Following Allegations Of Reusing Client Signatures

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kwimin Ahn. According to his publicly available FINRA BrokerCheck report, Kwimin Ahn has…
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Nov 14
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Feisal Malik Allegedly Recommends Unapproved Equity Index Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Feisal Malik. According to his publicly available FINRA BrokerCheck report, Feisal Malik has been…
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Nov 14
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John MacGowan Terminated From Raymond James

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John MacGowan. According to his publicly available FINRA BrokerCheck report, John MacGowan has…
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Nov 14
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Roger Price Allegedly Engages In Round Trip Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Price. According to his publicly available FINRA BrokerCheck report, Roger Price has…
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Nov 14
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Matthew Werthe Allegedly Engages In Unauthorized Trading And Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Werthe. According to his publicly available FINRA BrokerCheck report, Matthew Werthe has…
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Nov 14
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Adam Fetterman Allegedly Places Clients Into High Risk Investments Not Suitable For Them

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Adam Fetterman. According to his publicly available FINRA BrokerCheck report, Adam Fetterman has been…
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Nov 14
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Bryan Musso Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bryan Musso. According to his publicly available FINRA BrokerCheck report, Bryan Musso has…
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Nov 14
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Jerry Willborn Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jerry Willborn. According to his publicly available FINRA BrokerCheck report, Jerry Willborn has been…
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Nov 12
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Edward Mirabella Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward Mirabella. According to his publicly available FINRA BrokerCheck report, Edward Mirabella has…
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