Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Steven Pagartanis Allegedly Converts Customer Funds By Operating A Five Year Long Ponzi Scheme
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Steven Pagartanis. According to his publicly available FINRA BrokerCheck report, Steven Pagartanis has been the subject of multiple customer disputes…
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Current Investigations Ron Jason Ison Barred By FINRA
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ron Jason Ison. According to his publicly available FINRA BrokerCheck report, Ron Jason Ison was recently sanctioned by FINRA. Ron Jason Ison…
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Current Investigations Carlos Domenech Allegedly Recommends Highly Unsuitable Puerto Rican Closed-End Bond Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Carlos Domenech. According to his publicly available FINRA BrokerCheck report, Carlos Domenech has been the subject of numerous customer disputes.…
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Current Investigations Mark Senofonte Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark Senofonte. According to his publicly available FINRA BrokerCheck report, Mark Senofonte has been the subject of multiple customer disputes. Mark…
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Current Investigations Clifton Roberts Terminated From LPL Financial
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Clifton Roberts. According to his publicly available FINRA BrokerCheck report, Clifton Roberts has been the subject of multiple customer complaints and an…
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Current Investigations Ronald Cameron Allegedly Fails To Conduct The Necessary Due Diligence
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Ronald Cameron. According to his publicly available FINRA BrokerCheck report, Ronald Cameron has been the subject of a customer dispute. Ronald Cameron is…
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Current Investigations Christopher Sinkula Allegedly Recommends Unsuitable Securities To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Christopher Sinkula. According to his publicly available FINRA BrokerCheck report, Christopher Sinkula has been the subject of numerous customer disputes.…
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Current Investigations Donald Preston Resigns From PFS Investments Following Allegations Of Recommending Highly Unsuitable Annuity Switches
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Donald Preston. According to his publicly available FINRA BrokerCheck report, Donald Preston has been the subject of a FINRA sanction. Donald Preston was an Ohio…
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Current Investigations Andrew Jay Lowe Suspended By FINRA For Alleged Unsuitable Mutual Fund Recommendations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Andrew Jay Lowe. According to his publicly available FINRA BrokerCheck report, Andrew Jay Lowe has been the subject of a recent FINRA sanction.…
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Current Investigations Michael Spolar Suspended By FINRA After Allegedly Exercising Discretion Without The Proper Authorization
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Michael Spolar. According to his publicly available FINRA BrokerCheck report, Michael Spolar has been the subject of numerous customer disputes.…
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Alternative Investment Kyusun Kim Allegedly Inflates The Net Worth Of Elderly Investors
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kyusun Kim. According to his publicly available FINRA BrokerCheck report, Kyusun Kim has been the subject of over twenty customer disputes. Kyusun…
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Current Investigations Steven Knuttila Sanctioned By Both FINRA And The State of Minnesota
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Steven Knuttila. According to his publicly available FINRA BrokerCheck report, Steven Knuttila has been the subject of numerous customer disputes.…
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