Current Investigations

September 13, 2018

Michael Botwinick Allegedly Recommends Unsuitable And Illiquid Investments

The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Botwinick. According to his publicly available FINRA BrokerCheck report, Michael Botwinick has been the subject of a customer dispute. Michael…

September 13, 2018

Eric Stubbe Allegedly Recommended Highly Unsuitable Puerto Rico Municipal Bonds And Closed-End Funds

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Stubbe. According to his publicly available FINRA BrokerCheck report, Eric Stubbe has been the subject of numerous customer disputes in…

September 13, 2018

Floyd Powell Allegedly Recommends A Fraudulent Woodbridge Investment Fund

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Floyd Powell. According to his publicly available FINRA BrokerCheck report, Floyd Powell has been the subject of multiple customer disputes. Floyd…

Jun Zhou Recently Discharged From The Leaders Group For Alleged Unreported Outside Business Activities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jun Zhou. According to her publicly available FINRA BrokerCheck report, Jun Zhou has been the subject of a FINRA sanction. Jun Zhou was a Colorado…

Jason Brienen Discharged From Raymond James Financial Services

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jason Brienen. According to his publicly available FINRA BrokerCheck report, Jason Brienen has been the subject of multiple customer disputes. Jason…

Mitchell Rock Allegedly Recommends Unsuitable Securities

The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mitchell Rock. According to his publicly available FINRA BrokerCheck report, Mitchell Rock has been the subject of multiple customer disputes over the…

Daniel Gamache Allegedly Makes Unsuitable Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Gamache. According to his publicly available FINRA BrokerCheck report, Daniel Gamache has been the subject of multiple customer disputes.…

Dennis Contrestano Terminated From RBC Capital Markets For Unauthorized Use of Discretion

The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Dennis Contrestano. According to his publicly available FINRA BrokerCheck report, Dennis Contrestano has been the subject of an employment termination and a…

Justin Mair Allegedly Converts Customer's Funds To Pay His Electric Bill

Justin Mair was a New York based securities broker who worked in the securities industry for seven years. During his career, he was registered with four different securities firms. His registrations include; Fidelity Brokerage Services (2006-2007), E*Trade…

Ellen Vratoric Allegedly Engages In A Pattern Of Recommending Unsuitable Annuities

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ellen Vratoric. According to her publicly available FINRA BrokerCheck report, Ellen Vratoric has been the subject of a customer complaint, employment…

Juergen Weber Barred By FINRA Following Allegations Of Unauthorized Trading

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Juergen Weber. According to his publicly available FINRA BrokerCheck report, Juergen Weber has been the subject of multiple disputes that include a…