The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Lancaster. William Lancaster was an Oklahoma based securities broker. He worked in the securities industry for eighteen years. He spent his entire career registered with just two different securities firms.
His Registrations
- Edward Jones (1999-2018)
- Arvest Wealth Management (2018)
The Allegations
According to his publicly available FINRA BrokerCheck report, William Lancaster was officially sanctioned by the Oklahoma Department of Securities in June 2018. The findings state that he took part in dishonest and unethical trading practices that centered around unauthorized discretionary trading. William Lancaster resigned from his position at Arvest Wealth Management amidst the allegations. He was barred by the Oklahoma Department of Securities for a period of two years.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with William Lancaster, please contact Oakes & Fosher for a free and private consultation.
