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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Dec 05
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Kevin Graetz Allegedly Recommends Fraudulent Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Graetz. According to his publicly available FINRA BrokerCheck report, Kevin Graetz has…
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Dec 05
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Truitt Ficklin Allegedly Misrepresents Multiple Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Truitt Ficklin. According to his publicly available FINRA BrokerCheck report, Truitt Ficklin has…
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Dec 05
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Ricky Higgins Allegedly Submits Forms That Had Been Pre-Signed By Clients

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ricky Higgins. According to his publicly available FINRA BrokerCheck report, Ricky Higgins has been…
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Dec 05
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Heather VanLandingham Allegedly Transfers Funds To An Impostor

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Heather VanLandingham. According to her publicly available FINRA BrokerCheck report, Heather VanLandingham has…
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Dec 05
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Gary Strange Allegedly Receives Multiple Large Loans From Member Firm Customers Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Gary Strange. According to his publicly available FINRA BrokerCheck report, Gary Strange has been the subject…
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Dec 05
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Caroline Korn Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Caroline Korn. According to her publicly available FINRA BrokerCheck report, Caroline Korn has…
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Dec 04
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Thomas Niles Allegedly Engages In An Unsuitable Pattern Of Short-Term UIT Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Niles. According to his publicly available FINRA BrokerCheck report, Thomas Niles has been…
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Dec 04
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Guy Conger Allegedly Used Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Guy Conger. According to his publicly available FINRA BrokerCheck report, Guy Conger has…
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Dec 04
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Mark Degner Allegedly Makes Material Misstatements To Multiple Elderly Customers Concerning CDs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Degner. According to his publicly available FINRA BrokerCheck report, Mark Degner has been…
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Dec 04
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Pavel Shklyar Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Pavel Shklyar. According to his publicly available FINRA BrokerCheck report, Pavel Shklyar has…
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