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Category

Current Investigations

Mar 28
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Joseph Boskus Allegedly Misrepresents And Omits Material Facts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Boskus. According to his publicly available FINRA BrokerCheck report, Joseph Boskus has been…
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Mar 28
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Peter Voldness Allegedly Contributes To A Customer’s Account Becoming Over-Concentrated

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Voldness. According to his publicly available FINRA BrokerCheck report, Peter Voldness has…
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Mar 28
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John Riccardi Allegedly Negligently Misrepresents Material Facts Regarding Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Riccardi. According to his publicly available FINRA BrokerCheck report, John Riccardi has…
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Mar 28
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Rick Davidson Allegedly Recommends Investments His Customers Were Unsuited For

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Rick Davidson. According to his publicly available FINRA BrokerCheck report, Rick Davidson has been…
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Mar 28
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Michael Castillero Allegedly Engages In Churning And Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Castillero. According to his publicly available FINRA BrokerCheck report, Michael Castillero has…
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Mar 28
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Kevin Butler Receives Multiple Allegations Of Unsuitability

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Kevin Butler. According to his publicly available FINRA BrokerCheck report, Kevin Butler…
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Mar 28
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Mark Kregor Allegedly Recommends Unsuitable Investments To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Kregor. According to his publicly available FINRA BrokerCheck report, Mark Kregor has been…
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Mar 28
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Robert DAgosta Allegedly Makes Material Misrepresentations About Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert DAgosta. According to his publicly available FINRA BrokerCheck report, Robert DAgosta has been…
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Mar 28
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Shawn Davis Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shawn Davis. According to his publicly available FINRA BrokerCheck report, Shawn Davis has…
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Mar 28
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AdobeStock 74888921

James Flower Allegedly Churns Multiple Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Flower. According to his publicly available FINRA BrokerCheck report, James Flower has been…
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