The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dee Dee Brooks. According to her publicly available FINRA BrokerCheck report, Dee Dee Brooks has been the subject of a customer dispute.
Dee Dee Brooks was a California based securities broker. She has worked in the securities industry for twenty-one years. During her career, she was registered with seven different securities firms. She is no longer working as a registered securities broker in any fashion.
Her Registrations
- NYLIFE Securities (1995-1996)
- WMA Securities (1997-1998)
- Investors Brokerage Services (1999-2000)
- PMG Securities Corporation (2000-2002)
- Lincoln Financial Securities Corporation (2003-2009)
- SCF Securities (2009-2015)
- Signator Investors (2015-2018)
The Allegations
In July 2018, a customer alleged that Dee Dee Brooks recommended they invest her IRA funds in a fraudulent Ponzi scheme. Dee Dee Brooks resigned from her position at Signator Investors amidst the allegations.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Dee Dee Brooks, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.
