The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dee Dee Brooks. According to her publicly available FINRA BrokerCheck report, Dee Dee Brooks has been the subject of a customer dispute.

Dee Dee Brooks was a California based securities broker. She has worked in the securities industry for twenty-one years. During her career, she was registered with seven different securities firms. She is no longer working as a registered securities broker in any fashion.

Her Registrations

  • NYLIFE Securities (1995-1996)
  • WMA Securities (1997-1998)
  • Investors Brokerage Services (1999-2000)
  • PMG Securities Corporation (2000-2002)
  • Lincoln Financial Securities Corporation (2003-2009)
  • SCF Securities (2009-2015)
  • Signator Investors (2015-2018)

The Allegations 

In July 2018, a customer alleged that Dee Dee Brooks recommended they invest her IRA funds in a fraudulent Ponzi scheme. Dee Dee Brooks resigned from her position at Signator Investors amidst the allegations.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Dee Dee Brooks, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.