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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Feb 04
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AdobeStock 41845221

Kyle Davis Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kyle Davis. According to his publicly available FINRA BrokerCheck report, Kyle Davis has been…
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Feb 04
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AdobeStock 40515377

Michael Burkoff Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Burkoff. According to his publicly available FINRA BrokerCheck report, Michael Burkoff has been…
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Jan 30
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AdobeStock 1806532

Dennis Nakamura Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dennis Nakamura. According to his publicly available FINRA BrokerCheck report, Dennis Nakamura has…
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Jan 30
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AdobeStock 24067092

Darren Oglesby Allegedly Breached His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Darren Oglesby. According to his publicly available FINRA BrokerCheck report, Darren Oglesby is the…
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Jan 30
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AdobeStock 48872929

Robert Gianchiglia Allegedly Makes Material Misrepresentations About A Private Placement

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Gianchiglia. According to his publicly available FINRA BrokerCheck report, Robert Gianchiglia has been…
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Jan 29
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AdobeStock 62203512

Kerry Wills Allegedly Violates Firm Policy Regarding Loan Solicitation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kerry Wills. According to his publicly available FINRA BrokerCheck report, Kerry Wills has been…
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Jan 29
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AdobeStock 96791832

Eddie Shechter Allegedly Reuses Customer Signatures On Discretionary Trading Forms

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eddie Shechter. According to his publicly available FINRA BrokerCheck report, Eddie Shechter has been…
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Jan 29
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Gary Barth Allegedly Misrepresents Material Facts About Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gary Barth. According to his publicly available FINRA BrokerCheck report, Gary Barth is the…
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Jan 29
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AdobeStock 102582869

Jeffrey Mchale Allegedly Over-Concentrates Customer Accounts In Unsuitable Equities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Mchale. According to his publicly available FINRA BrokerCheck report, Jeffrey Mchale has been…
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Jan 29
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AdobeStock 77874508

Glen Webster Allegedly Fails To Communicate Tax Consequences Associated With Liquidation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glen Webster. According to his publicly available FINRA BrokerCheck report, Glen Webster has…
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