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Category

Current Investigations

Feb 19
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John Borsellino Allegedly Allows Customers To Incur Unnecessary Fees

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Borsellino. According to his publicly available FINRA BrokerCheck report, John Borsellino has…
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Feb 19
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Gerald Coyne Alleged Makes Material Misrepresentations About Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Coyne. According to his publicly available FINRA BrokerCheck report, Gerald Coyne has…
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Feb 11
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AdobeStock 16472899

Lance Armstrong Allegedly Solicits Loans From Member Firm Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lance Armstrong. According to his publicly available FINRA BrokerCheck report, Lance Armstrong has…
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Feb 11
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AdobeStock 99622416

Johnny Guan Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Johnny Guan. According to his publicly available FINRA BrokerCheck report, Johnny Guan has been…
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Feb 06
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AdobeStock 169556616

William F. Fox Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William F. Fox. According to his publicly available FINRA BrokerCheck report, William F. Fox…
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Feb 06
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AdobeStock 117784175

Rodney Potratz Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Rodney Potratz. According to his publicly available FINRA BrokerCheck report, Rodney Potratz has been…
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Feb 04
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AdobeStock 1800313 1

Robert Genito Allegedly Engages In Private Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Genito. According to his publicly available FINRA BrokerCheck report, Robert Genito has…
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Feb 04
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AdobeStock 24260155

Gerald Eaton Allegedly Facilitates Fraudulent Distributions From Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Eaton. According to his publicly available FINRA BrokerCheck report, Gerald Eaton has…
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Feb 04
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AdobeStock 130231971

Anthony Buono Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Buono. According to his publicly available FINRA BrokerCheck report, Anthony Buono has been…
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Feb 04
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AdobeStock 104807874

Robert D’Andria Allegedly Recommends An Unsuitable ETP Holding Pattern

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert D'Andria. According to his publicly available FINRA BrokerCheck report, Robert D'Andria has been…
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