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Current Investigations

Jan 28
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Michael Collins Allegedly Solicits Funds For An Unapproved Private Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Collins. According to his publicly available FINRA BrokerCheck report, Michael Collins has…
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Jan 28
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Timothy Millis Allegedly Engages In Unsuitable Short-Term Mutual Fund Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Millis. According to his publicly available FINRA BrokerCheck report, Timothy Millis has…
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Jan 28
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John Hoagland Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Hoagland. According to his publicly available FINRA BrokerCheck report, John Hoagland has…
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Jan 28
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Elizabeth Guarino Allegedly Places An Elderly Customer Into Unsuitable Oil And Gas Limited Partnerships

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Elizabeth Guarino. According to her publicly available FINRA BrokerCheck report, Elizabeth Guarino has…
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Jan 15
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Joseph Roop Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Roop. According to his publicly available FINRA BrokerCheck report, Joseph Roop has been…
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Jan 15
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Pratul Agnihotri Allegedly Engages In Selling Away

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Pratul Agnihotri. According to his publicly available FINRA BrokerCheck report, Pratul Agnihotri has been…
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Jan 15
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Sam Rine Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sam Rine. According to his publicly available FINRA BrokerCheck report, Sam Rine has been…
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Jan 14
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Douglas Gildenmeister Terminated Following Allegations Of Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Douglas Gildenmeister. According to his publicly available FINRA BrokerCheck report, Douglas Gildenmeister has been…
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Jan 14
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broker negligence attorney - Oakes & Fosher

John Hoidas Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Hoidas. According to his publicly available FINRA BrokerCheck report, John Hoidas has been…
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Jan 14
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Ronald Roach Allegedly Perpetrates A Massive Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ronald Roach. According to his publicly available FINRA BrokerCheck report, Ronald Roach became…
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