Current Investigations
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Current Investigations Antonio Puente Barred By FINRA Following Allegations Of Engaging In Outside Business Activities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Antonio Puente. Antonio Puente was a Florida based securities broker. He worked in the securities industry for 22 years. During his career, he was…
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Current Investigations Jeremy Rosen Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeremy Rosen. According to his publicly available FINRA BrokerCheck report, Jeremy Rosen has been the subject of multiple customer disputes in his career.…
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Current Investigations Eladio Santiago Allegedly Mismanages His Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eladio Santiago. According to his publicly available FINRA BrokerCheck report, Eladio Santiago has been the subject of multiple customer disputes over the…
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Current Investigations Michael Hood Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Hood. According to his publicly available FINRA BrokerCheck report, Michael Hood has been the subject of multiple customer disputes over the course…
Read More Current Investigations Shelley Eddy Allegedly Fails To Diversify Customer Portfolios
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Shelley Eddy. According to her publicly available FINRA BrokerCheck report, Shelley Eddy has been the subject of multiple customer disputes over the course…
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Current Investigations Christopher Miller Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Christopher Miller. According to his publicly available FINRA BrokerCheck report, Christopher Miller has been the subject of multiple customer disputes over the course of his…
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Current Investigations Peter Maller Allegedly Recommends Illiquid Annuities And Private Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Maller. According to his publicly available FINRA BrokerCheck report, Peter Maller has been the subject of multiple customer disputes over the course…
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Current Investigations Kenneth Hutkin Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Hutkin. According to his publicly available FINRA BrokerCheck report, Kenneth Hutkin has been the subject of multiple customer disputes. Kenneth…
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Current Investigations Mickey Schreiber Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mickey Schreiber. According to his publicly available FINRA BrokerCheck report, Mickey Schreiber has been the subject of multiple customer disputes over the…
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Current Investigations John Jaramillo Terminated From Western International Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Jaramillo. John Jaramillo was a Georgia based securities broker. He worked in the securities industry for twenty-four years. During his career,…
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Current Investigations Carl Antaki Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Carl Antaki. According to his publicly available FINRA BrokerCheck report, Carl Antaki has been the subject of multiple customer disputes during his career.…
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Current Investigations John Crain Allegedly Has Customers Pre-Sign Documents
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Crain. According to his publicly available FINRA BrokerCheck report, John Crain has been the subject of a FINRA sanction. John Crain is a Maryland based…
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