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Oakes Fossher LLC Accounting firm st louis
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Current Investigations

May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B (MLPZ)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 16
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS ProShares Daily 3x Inverse Crude ETN linked to the Bloomberg WTI Crude Oil Subindex (WTID)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
Read More
May 15
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Juan Barreras Allegedly Misrepresents Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Juan Barreras. According to his publicly available FINRA BrokerCheck report, Juan Barreras has been…
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May 15
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Shane Appelbaum Allegedly Recommends Unsuitable Investments To Elderly Investors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Shane Appelbaum. According to his publicly available FINRA BrokerCheck report, Shane Appelbaum has been…
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May 15
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN (HDLV)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
Read More
May 11
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The COVID-19 Pandemic Causes Numerous Investors To Realize They Were Unsuitably Invested In UBS ETRAC Products

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating a series of investment products sold by registered brokers at UBS Financial Services Inc. These products were a series of exchange traded notes, also…
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May 11
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Christopher Shaw Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Christopher Shaw. According to his publicly available FINRA BrokerCheck report, Christopher Shaw has been…
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May 06
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Timothy Touloukian Allegedly Misrepresents Investments In Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Timothy Touloukian. According to his publicly available FINRA BrokerCheck report, Timothy Touloukian has been…
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May 06
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Phillips Edison & Company

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Phillips Edison & Company  Phillips Edison & Company started out as a limited partnership founded in 1991 in Cincinnati, OH by Jeffery Edison and Mike Phillips--the former still serving as…
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Apr 30
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Dennis Ayre Allegedly Over-Concentrates Customers’ Accounts In Risky Investment Options

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Dennis Ayre. According to his publicly available FINRA BrokerCheck report, Dennis Ayre has been…
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