Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Jan 24
Love0
AdobeStock 74888921

Coleman Devlin Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Coleman Devlin. According to his publicly available FINRA BrokerCheck report, Coleman Devlin has…
Read More
Jan 24
Love0
AdobeStock 24260155

Joseph Cotter Allegedly Excessively And Unsuitably Trades The Accounts Of An Elderly Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Cotter. According to his publicly available FINRA BrokerCheck report, Joseph Cotter has…
Read More
Jan 24
Love0
AdobeStock 1800313 1

Cecil Nivens Allegedly Makes Multiple Unsuitable Recommendations And Fails To Disclose Tax Consequences

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Cecil Nivens. According to his publicly available FINRA BrokerCheck report, Cecil Nivens has…
Read More
Jan 24
Love0
AdobeStock 130231971

Jamil Ahmed Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jamil Ahmed. According to his publicly available FINRA BrokerCheck report, Jamil Ahmed has…
Read More
Jan 24
Love0
AdobeStock 99622416

Marlon Cole Allegedly Engages In An Unsuitable Pattern Of Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marlon Cole. According to his publicly available FINRA BrokerCheck report, Marlon Cole has been…
Read More
Jan 24
Love0
AdobeStock 24260155

Andre Watson Allegedly Engages In An Outside Real Estate Investment Partnership Without Approval From His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andre Watson. According to his publicly available FINRA BrokerCheck report, Andre Watson has…
Read More
Jan 24
Love0
AdobeStock 11323183

Terrence Diehl Allegedly Engages In Undisclosed Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Terrence Diehl. According to his publicly available FINRA BrokerCheck report, Terrence Diehl has…
Read More
Jan 23
Love0
AdobeStock 136871517

Stuart Pearl Terminated From Ameriprise Financial Services Following Allegations Of Exercising Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stuart Pearl. According to his publicly available FINRA BrokerCheck report, Stuart Pearl has…
Read More
Jan 23
Love0
AdobeStock 56320190

Walter Marino Allegedly Recommends Highly Unsuitable Annuity Switches

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Walter Marino. According to his publicly available FINRA BrokerCheck report, Walter Marino has…
Read More
Jan 23
Love0
AdobeStock 126042815

John Crumb Allegedly Engages In Unapproved Business Activities Away From His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Crumb. According to his publicly available FINRA BrokerCheck report, John Crumb has…
Read More
  • Previous
  • 1
  • …
  • 93
  • 94
  • 95
  • 96
  • 97
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap