Current Investigations

Edward O. Daniel Barred By FINRA

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward O. Daniel. According to his publicly available FINRA BrokerCheck report, Edward O. Daniel has been the subject of multiple customer disputes.…

Donna Barnard Allegedly Recommends Fraudulent Woodbridge Products

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donna Barnard. According to her publicly available FINRA BrokerCheck report, Donna Barnard has been the subject of numerous customer disputes in…

Roger Kroeger Allegedly Misappropriates Cash Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Kroeger. According to his publicly available FINRA BrokerCheck report, Roger Kroeger is facing pending criminal charges in connection with an…

Mark Charles Cohen Barred By FINRA Following Alleged Fund Conversion

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Charles Cohen. According to his publicly available FINRA BrokerCheck report, Mark Charles Cohen has been the subject of a customer dispute and a…

James Means Allegedly Engages In Unauthorized Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Means. According to his publicly available FINRA BrokerCheck report, James Means has been the subject of multiple customer disputes over the course of…

Jodie LaMarre Suspended By FINRA Following Allegations Of Giving Poor Investment Advice

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jodie LaMarre. According to her publicly available FINRA BrokerCheck report, Jodie LaMarre has been the subject of multiple customer disputes. Jodie…

Audra Stevenson Allegedly Takes Part In Unauthorized Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Audra Stevenson. According to her publicly available FINRA BrokerCheck report, Audra Stevenson has been the subject of a customer dispute. Audra Stevenson is…

Frank Kelly Allegedly Makes Unsuitable Investment Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Frank Kelly. According to his publicly available FINRA BrokerCheck report, Frank Kelly has been the subject of multiple customer disputes. Frank Kelly is a…

James Clay Allegedly Takes Part In An Undisclosed And Unapproved Outside Business Activity

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Clay. According to his publicly available FINRA BrokerCheck report, James Clay has been the subject of a FINRA sanction. James Clay was a…

Jonathan Lonske Allegedly Makes Unsuitable Investment Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Lonske. According to his publicly available FINRA BrokerCheck report, Jonathan Lonske has been the subject of multiple customer disputes over the…

Drew Wiener Allegedly Churns Clients’ Accounts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Drew Wiener. According to his publicly available FINRA BrokerCheck report, Drew Wiener has been the subject of multiple customer disputes. Drew Wiener is a…