The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kwimin Ahn. According to his publicly available FINRA BrokerCheck report, Kwimin Ahn has been the subject of a customer dispute.
Kwimin Ahn was a New York based securities broker. He worked in the securities industry for sixteen years. He spent his entire career registered with Pruco Securities.
The Allegations
In December 2016, a customer alleged that Kwimin Ahn submitted reused signatures on an annuity application. This case was settled for $42,671 in damages. He was terminated from his position at Pruco Securities in May 2017 due to the alleged actions.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or damages. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Kwimin Ahn, please contact Oakes & Fosher for a free and private consultation.
