The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Wiley. Jonathan Wiley is a New York-based securities broker. He has worked in the securities industry for eleven years. During his career, he has been registered with four different securities firms.
His Registrations
- National Securities Corporation (2007-2015)
- Voya Financial Advisors (2015-2018)
- Cambridge Investment Research (2019-2020)
- Cadaret, Grant & Co. (2020-Present)
The Allegations
According to his publicly available FINRA BrokerCheck report, Jonathan Wiley was discharged from his position at Voya Financial Advisors in March 2018. This termination followed allegations that he engaged in discretionary trading without the proper authorization.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jonathan Wiley, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.
