Skip to main content
← Back to Blog
Current Investigations

Jonathan Wiley Terminated From Voya Financial Advisors Following Allegations Of Engaging In Discretionary Trading Without The Proper Authorization

March 11, 2019

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Wiley. Jonathan Wiley is a New York-based securities broker. He has worked in the securities industry for eleven years. During his career, he has been registered with four different securities firms.

His Registrations


  • National Securities Corporation (2007-2015)

  • Voya Financial Advisors (2015-2018)

  • Cambridge Investment Research (2019-2020)

  • Cadaret, Grant & Co. (2020-Present)


The Allegations

According to his publicly available FINRA BrokerCheck report, Jonathan Wiley was discharged from his position at Voya Financial Advisors in March 2018. This termination followed allegations that he engaged in discretionary trading without the proper authorization.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jonathan Wiley, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.

Related Case Results

Current Investigations
November 8, 2018

Christopher Hibbard Discharged From Merrill Lynch Following Allegations Of Converting Customer Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Hibbard. According to his publicly available FINRA BrokerCheck report, Christopher Hibbard has been the subject of numerous customer…

Read More
Current Investigations
October 9, 2018

Jay Wallinger Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jay Wallinger. According to his publicly available FINRA BrokerCheck report, Jay Wallinger has been the subject of a customer dispute. Jay Wallinger is a…

Read More
Current Investigations
April 3, 2019

Richard Heuberger Allegedly Makes Material Misrepresentations About Tenancy In Common Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Heuberger. According to his publicly available FINRA BrokerCheck report, Richard Heuberger has been the subject of multiple customer disputes over…

Read More
Current Investigations
October 30, 2018

Gary Gray Allegedly Exercises Discretion Without The Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Gray. According to his publicly available FINRA BrokerCheck report, Gary Gray has been the subject of a FINRA sanction. Gary Gray was a Nevada…

Read More
Current Investigations
November 15, 2019

Thomas H. Lawrence III Allegedly Makes Fraudulent Misrepresentations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas H. Lawrence III. According to his publicly available FINRA BrokerCheck report, Thomas H. Lawrence III has been the subject of multiple customer…

Read More
Current Investigations
July 3, 2020

Keith Simmons Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Keith Simmons. According to his publicly available FINRA BrokerCheck report, Keith Simmons has been the subject of multiple customer disputes over the course…

Read More

Do You Suspect Investment Fraud? We Can Help

Contact us today to discuss your situation and begin the process of financial recovery. Consultations are 100% free and confidential.