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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Nov 15
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Thomas H. Lawrence III Allegedly Makes Fraudulent Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas H. Lawrence III. According to his publicly available FINRA BrokerCheck report, Thomas…
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Nov 15
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Michael Barry Carter Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Barry Carter. According to his publicly available FINRA BrokerCheck report, Michael Barry…
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Nov 15
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Donald Teboe Barred By FINRA Following Allegations Of Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donald Teboe. He was a Michigan based securities broker. He worked in the…
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Nov 15
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Kevin Gunnip Barred Following Allegations Of Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Gunnip. According to his publicly available FINRA BrokerCheck report, Kevin Gunnip has…
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Nov 15
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Robert Kahn Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Kahn. According to his publicly available FINRA BrokerCheck report, Robert Kahn has…
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Nov 14
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Lance Ziesemer Allegedly Institutes A Highly Unnecessary Short-Term UIT Trading Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lance Ziesemer. According to his publicly available FINRA BrokerCheck report, Lance Ziesemer has…
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Nov 14
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Benjamin Lowder Allegedly Solicits Investments For Fictitious Entities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Lowder. According to his publicly available FINRA BrokerCheck report, Benjamin Lowder has…
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Nov 12
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James Lamont Allegedly Recommends Customers Invest In The Fraudulent Woodbridge Group Of Companies

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Lamont. According to his publicly available FINRA BrokerCheck report, James Lamont has…
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Nov 12
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Randolph Eddlemon Allegedly Recommends Highly Unsuitable Annuity Exchanges

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Randolph Eddlemon. According to his publicly available FINRA BrokerCheck report, Randolph Eddlemon has…
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Nov 12
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Dain Stokes Allegedly Misuses Solicited Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dain Stokes. According to his publicly available FINRA BrokerCheck report, Dain Stokes has…
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