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Category

Current Investigations

Dec 05
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Hernany Martinez Allegedly Exercises Discretion In Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hernany Martinez. According to his publicly available FINRA BrokerCheck report, Hernany Martinez has…
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Dec 05
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Jaime Westenbarger Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jaime Westenbarger. According to his publicly available FINRA BrokerCheck report, Jaime Westenbarger has…
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Dec 04
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AdobeStock 130231971

Luke M. Johnson Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Luke M. Johnson. According to his publicly available FINRA BrokerCheck report, Luke M. Johnson…
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Dec 04
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AdobeStock 104807874

Russell Green Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Russell Green. According to his publicly available FINRA BrokerCheck report, Russell Green has been…
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Dec 04
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James Haskins Allegedly Invested A Customer’s Retirement Assets In An Overly Aggressive Manner

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Haskins. According to his publicly available FINRA BrokerCheck report, James Haskins has been…
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Nov 29
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AdobeStock 41845221

Joseph Pratt Allegedly Recommends A Private Investment Of Which He Has A Financial Stake In

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Pratt. According to his publicly available FINRA BrokerCheck report, Joseph Pratt has…
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Nov 29
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Marco Azizi Allegedly Recommends Illiquid And Risky Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marco Azizi. According to his publicly available FINRA BrokerCheck report, Marco Azizi is the…
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Nov 29
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AdobeStock 1806532

Kenneth Guerra Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Guerra. According to his publicly available FINRA BrokerCheck report, Kenneth Guerra has been…
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Nov 25
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AdobeStock 48872929

Ryan Botner Allegedly Forges A Customer’s Signature

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ryan Botner. According to his publicly available FINRA BrokerCheck report, Ryan Botner has…
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Nov 22
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AdobeStock 62203512

Johnnie M. Jones Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Johnnie M. Jones. According to his publicly available FINRA BrokerCheck report, Johnnie M. Jones…
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