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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Oct 22
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Michael Patrick Nixon Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Patrick Nixon. According to his publicly available FINRA BrokerCheck report, Michael Patrick Nixon…
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Oct 22
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Matthew Albers Allegedly Exercises Discretion Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Albers. According to his publicly available FINRA BrokerCheck report, Matthew Albers has…
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Oct 21
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Nathaniel Royce Clay Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Nathaniel Royce Clay. According to his publicly available FINRA BrokerCheck report, Nathaniel Royce…
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Oct 21
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AdobeStock 228517044

Vincent Mazza Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Vincent Mazza. According to his publicly available FINRA BrokerCheck report, Vincent Mazza has…
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Oct 21
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David Kraft Allegedly Makes Material Misrepresentations Concerning Mutual Fund Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Kraft. According to his publicly available FINRA BrokerCheck report, David Kraft has…
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Oct 21
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Joseph Peggs Allegedly Executes Unauthorized Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Peggs. According to his publicly available FINRA BrokerCheck report, Joseph Peggs has been…
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Oct 21
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UBS Financial’s Yield Enhancement Strategy

William Byrd Allegedly Forgoes Investing Suitably To Maximize Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Byrd. According to his publicly available FINRA BrokerCheck report, William Byrd has been…
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Oct 21
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Fernando Gonzalez Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Fernando Gonzalez. According to his publicly available FINRA BrokerCheck report, Fernando Gonzalez is…
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Oct 21
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AdobeStock 92679503

Vitthal Patel Allegedly Forges Customer Signatures

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Vitthal Patel. According to his publicly available FINRA BrokerCheck report, Vitthal Patel has been the subject…
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Oct 21
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Arlyn Stokesbary Allegedly Engages In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Arlyn Stokesbary. According to his publicly available FINRA BrokerCheck report, Arlyn Stokesbary has…
Read More
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