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Category

Current Investigations

Dec 04
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James Meagher Barred By FINRA Following Allegations That He Took Part In Two Separate Fraudulent Schemes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Meagher. According to his publicly available FINRA BrokerCheck report, James Meagher has…
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Dec 04
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Brian Lawrence Stephan Allegedly Executes Unsuitable Mutual Fund Purchases To Increase His Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Lawrence Stephan. According to his publicly available FINRA BrokerCheck report, Brian Lawrence…
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Dec 04
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James Cordier Loses Investor Funds Through His Hedge Fund Designed For Naked Option Selling

By Oakes & Fosher Current Investigations No Comments
James Cordier founded and ran a hedge fund designed for naked option selling. What an option is, is giving an investor the right to buy or sell a security within…
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Nov 30
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John Cutshall Allegedly Converts Funds From Deceased Customers’ Trusts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Cutshall. According to his publicly available FINRA BrokerCheck report, John Cutshall has…
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Nov 30
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David Unsworth Jr. Suspended By FINRA Following Allegations Of Engaging In Unauthorized Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Unsworth Jr. According to his publicly available FINRA BrokerCheck report, David Unsworth…
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Nov 30
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Earle Tingley Allegedly Accepts A $35,000 Loan From A Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Earle Tingley. According to his publicly available FINRA BrokerCheck report, Earle Tingley has…
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Nov 30
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Jonathan Iraggi Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jonathan Iraggi. According to his publicly available FINRA BrokerCheck report, Jonathan Iraggi has…
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Nov 30
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Raymond Menna Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Raymond Menna. According to his publicly available FINRA BrokerCheck report, Raymond Menna has been…
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Nov 29
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Akhil Morada Allegedly Engages In Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Akhil Morada. According to his publicly available FINRA BrokerCheck report, Akhil Morada has…
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Nov 29
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Lloyd Layton Allegedly Engages In A Pattern Of Unsuitable Short-Term Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Lloyd Layton. According to his publicly available FINRA BrokerCheck report, Lloyd Layton has been…
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