Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Class L Annuities
Variable And Fixed Annuities Annuities are investment plans where the investor pays scheduled premiums for a certain amount of time, or a lump sump premium, and then receives annual sums--typically for the rest of their lives. The two main types of annuities…
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Current Investigations Brandon Rudolph Barred By FINRA Following Allegations That He Engaged In Private Securities Transactions
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brandon Rudolph. According to his publicly available FINRA BrokerCheck report, Brandon Rudolph has been the subject of a FINRA sanction. Brandon…
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Current Investigations James Knee Deceptively Recommends Unsuitable Annuities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Knee. According to his publicly available FINRA BrokerCheck report, James Knee has been the subject of customer disputes and a FINRA sanction.…
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Current Investigations Brian Decker Barred By FINRA Following Allegations Of Converting Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brian Decker. According to his publicly available FINRA BrokerCheck report, Brian Decker has been the subject of multiple customer disputes. Brian…
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Current Investigations Stacy Cheney-Jamison Barred By FINRA
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stacy Cheney-Jamison. According to her publicly available FINRA BrokerCheck report, Stacy Cheney-Jamison has been the subject of a FINRA sanction and…
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Current Investigations Vaughn Andrews-McKay Allegedly Converts Almost $50,000 From Multiple Customers
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Vaughn Andrews-McKay. According to his publicly available FINRA BrokerCheck report, Vaughn Andrews-McKay has been the subject of a FINRA sanction and…
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Current Investigations Brian Panfil Allegedly Recommends Unsuitable Mutual Fund Switches
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brian Panfil. According to his publicly available FINRA BrokerCheck report, Brian Panfil has been the subject of a FINRA sanction. Brian Panfil was…
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Current Investigations Carlos Velazquez Terminated From Waddell & Reed
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Carlos Velazquez. According to his publicly available FINRA BrokerCheck report, Carlos Velazquez has been the subject of a FINRA sanction. Carlos…
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Current Investigations Louis Telerico Allegedly Makes Material Misrepresentations And Omissions
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Louis Telerico. According to his publicly available FINRA BrokerCheck report, Louis Telerico has been the subject of multiple customer disputes.…
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Current Investigations Brian Hussey Allegedly Engages In Highly Unsuitable Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brian Hussey. According to his publicly available FINRA BrokerCheck report, Brian Hussey has been the subject of a FINRA sanction. Brian Hussey was a…
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Current Investigations Lawrence Murphy Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Lawrence Murphy. According to his publicly available FINRA BrokerCheck report, Lawrence Murphy has been the subject of multiple disputes. Lawrence Murphy is…
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Current Investigations Peter Holler Allegedly Recommends Securities Connected To The Fraudulent Woodbridge Group Of Companies
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Holler. According to his publicly available FINRA BrokerCheck report, Peter Holler has been the subject of multiple customer disputes connected…
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