The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Nikolakakos. According to his publicly available FINRA BrokerCheck report, George Nikolakakos has been the subject of a customer dispute.

George Nikolakakos operated most recently as a Nebraska securities broker. He worked in the securities industry for twenty-years. During his career, he was registered with ten different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • VTR Capital (1998)
  • Fin-Atlantic Securities (1998-1999)
  • S.G. Martin Securities (1999-2000)
  • Emerson Bennett & Associates (2000-2001)
  • First Securities USA (2001), Brookstreet Securities Corporation (2001-2007)
  • Wedbush Securities (2007-2011)
  • Four Points Capital Partners (2011-2017)
  • Scottrade (2017-2018)
  • TD Ameritrade (2018)

The Allegations

In May 2018, a customer alleged that George Nikolakakos violated state and federal securities laws and violated FINRA rules. This case was settled for $87,500 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with George Nikolakakos, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.