The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Herauf. According to his publicly available FINRA BrokerCheck report, Benjamin Herauf has been the subject of a FINRA sanction.
Benjamin Herauf was a North Dakota based securities broker. He worked in the securities industry for just two years. He spent his entire career registered with Edward Jones.
Benjamin Herauf was officially sanctioned by FINRA in December 2017. The findings in this matter state that he forged a client’s signature on four transfer forms. Due to these alleged actions, he was fined $5,000 and suspended from acting as a securities broker for a period of six months. He had been terminated from his position at Edward Jones on year prior when the allegations first came to light.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Benjamin Herauf, please contact Oakes & Fosher for a free and private consultation.