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Current Investigations

Feb 12
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Timothy D. Rice Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy D. Rice. According to his publicly available FINRA BrokerCheck report, Timothy D. Rice…
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Feb 12
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Michael Cowan Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Cowan. According to his publicly available FINRA BrokerCheck report, Michael Cowan has…
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Feb 12
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Frank Venable Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Frank Venable. According to his publicly available FINRA BrokerCheck report, Frank Venable has been…
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Feb 12
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Jonathan Gold Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Gold. According to his publicly available FINRA BrokerCheck report, Jonathan Gold is the…
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Feb 12
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Seth Nannini Allegedly Engages In Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Seth Nannini. According to his publicly available FINRA BrokerCheck report, Seth Nannini has been…
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Feb 12
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Leonard McAbee Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leonard McAbee. According to his publicly available FINRA BrokerCheck report, Leonard McAbee has…
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Feb 12
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Allen Schreiber Allegedly Excessively Trades His Customer’s Account To Generate Higher Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Allen Schreiber. According to his publicly available FINRA BrokerCheck report, Allen Schreiber has been…
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Feb 12
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Michael Depasquale Allegedly Makes Material Misrepresentations About Insurance Policies

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Depasquale. According to his publicly available FINRA BrokerCheck report, Michael Depasquale has been…
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Feb 12
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Philip Sparacino Allegedly Churns His Client’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Philip Sparacino. According to his publicly available FINRA BrokerCheck report, Philip Sparacino has…
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Feb 12
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Alan Douglass Allegedly Invests A Customer In An Unsuitable Non-Traded REIT

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alan Douglass. According to his publicly available FINRA BrokerCheck report, Alan Douglas has been…
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