The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Paul Yaworsky. Stephen Paul Yaworsky was a Hawaii based securities broker. He worked in the securities industry for six years. During his career, he was registered with six different securities firms.

His Registrations

  • Morgan Stanley (2012-2014)
  • Bankoh Investment Services (2014-2015)
  • Valic Financial Advisors (2015)
  • Merrill Lynch (2015-2016)
  • Bankwest Services (2016-2017)
  • Raymond James (2017-2018)

The Allegations

According to his publicly available FINRA BrokerCheck report, Stephen Paul Yaworsky’s career came to an end in April 2018, when he was discharged from his position at Raymond James. This termination followed allegations that he forged a customers signature on a financial document.

He was later barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Stephen Paul Yaworsky, please contact Oakes & Fosher for a free and private consultation.