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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Feb 19
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Richard Pittman Allegedly Made Unsuitable Investment Recommendations To Multiple Customers In 2008

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Pittman. According to his publicly available FINRA BrokerCheck report, Richard Pittman has been…
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Feb 19
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Steven Schultz Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Schultz. According to his publicly available FINRA BrokerCheck report, Steven Schultz has been…
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Feb 19
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AdobeStock 82433370

Paul Murans Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Murans. According to his publicly available FINRA BrokerCheck report, Paul Murans has been…
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Feb 19
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David Strnad Allegedly Churns His Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Strnad. According to his publicly available FINRA BrokerCheck report, David Strnad has…
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Feb 19
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Patrick Rynn Allegedly Engages In Financial Elder Abuse

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Patrick Rynn. According to his publicly available FINRA BrokerCheck report, Patrick Rynn has…
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Feb 19
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AdobeStock 24260155

Sam Aziz Allegedly Churns Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sam Aziz. According to his publicly available FINRA BrokerCheck report, Sam Aziz has…
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Feb 19
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Mark Tudor Terminated From Raymond James Following Allegations Of Selling Away

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Tudor. According to his publicly available FINRA BrokerCheck report, Mark Tudor has…
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Feb 19
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Thomas Yancey Williams Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Yancey Williams. According to his publicly available FINRA BrokerCheck report, Thomas Yancey Williams…
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Feb 14
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AdobeStock 169556616

Lynn Faust Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Lynn Faust. According to her publicly available FINRA BrokerCheck report, Lynn Faust has been…
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Feb 14
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Thomas Von Reckers Allegedly Makes Material Misrepresentations About Loan Products

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Von Reckers. According to his publicly available FINRA BrokerCheck report, Thomas Von Reckers…
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