Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Jun 19
Love0
AdobeStock 180008799

Sanders Spangler Allegedly Executes Trades Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sanders Spangler. According to his publicly available FINRA BrokerCheck report, Sanders Spangler has…
Read More
Jun 19
Love0
AdobeStock 175826790

Larry Fawcett Allegedly Churns His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Fawcett. According to his publicly available FINRA BrokerCheck report, Larry Fawcett has…
Read More
Jun 18
Love0
AdobeStock 127594546

Ralph Savoie Allegedly Defrauds Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ralph Savoie. According to his publicly available FINRA BrokerCheck report, Ralph Savoie has…
Read More
Jun 18
Love0
AdobeStock 77874508

Bradley Freimark Allegedly Invests Numerous Customers In High-Risk and Illiquid Private Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Freimark. According to his publicly available FINRA BrokerCheck report, Bradley Freimark has…
Read More
Jun 18
Love0
AdobeStock 155336879

Michael Keane Allegedly Invests Multiple Customers In Unsuitable Energy Stocks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Keane. According to his publicly available FINRA BrokerCheck report, Michael Keane has…
Read More
Jun 18
Love0
AdobeStock 56320190

Laurence Torres Allegedly Uses High Pressure Sales Techniques

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Laurence Torres. According to his publicly available FINRA BrokerCheck report, Laurence Torres has…
Read More
Jun 18
Love0
AdobeStock 83892551

John Jumper Allegedly Embezzles $5.7 Million From A Company’s Pension Plan

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Jumper. John Jumper was a Tennessee based securities broker. He worked in the…
Read More
Jun 18
Love0
AdobeStock 130231971

Marcus D. Parker Terminated From Wells Fargo Clearing Services Following Allegations Of Misappropriating Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Marcus D. Parker. According to his publicly available FINRA BrokerCheck report, Marcus D.…
Read More
Jun 18
Love0
AdobeStock 24067092

Paul W. Smith Allegedly Defrauds Numerous Investors Over A Twenty-Five Year Long Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating the possible negligence or misconduct of former securities broker Paul W. Smith. According to his publicly available FINRA BrokerCheck report, Paul W. Smith has…
Read More
Jun 13
Love0
AdobeStock 180277815

Roger Zullo Barred By The State Of Massachusetts Following Allegations Of Selling Highly Unsuitable Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Zullo. According to his publicly available FINRA BrokerCheck report, Roger Zullo has…
Read More
  • Previous
  • 1
  • …
  • 52
  • 53
  • 54
  • 55
  • 56
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap