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Current Investigations

Jun 13
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Cornelius Peterson Pleads Guilty To Bank Fraud, Conspiracy, And Investment Adviser Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Cornelius Peterson. Cornelius Peterson was a Massachusetts based securities broker. He worked in the…
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Jun 13
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Nicolas Barrios Discharged From UBS Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Nicolas Barrios. According to his publicly available FINRA BrokerCheck report, Nicolas Barrious has…
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Jun 13
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Rushton Ardrey Allegedly Engages In Unauthorized And Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rushton Ardrey. According to his publicly available FINRA BrokerCheck report, Rushton Ardrey has…
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Jun 12
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Roger Denha Allegedly Perpetrates A Fraudulent “Cherry-Picking” Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Denha. Roger Denha was a Michigan based securities broker. He worked in…
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Jun 11
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Multiple Customers Accuse Austin Dutton Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Austin Dutton. According to his publicly available FINRA BrokerCheck report, Austin Dutton has been…
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Jun 11
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Bruce Worthington Allegedly Misappropriates $100,000 From A Customer Over A Twelve Year Period

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Worthington. According to his publicly available FINRA BrokerCheck report, Bruce Worthington has…
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Jun 11
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AdobeStock 34380047

James Bylenga Allegedly Solicits A Loan From A Customer Under False Pretenses

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Bylenga. According to his publicly available FINRA BrokerCheck report, James Bylenga has…
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Jun 11
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Perry De Leeuw Allegedly Solicits Funds To Invest In An Undisclosed, Private Security Known As Waterbos

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Perry De Leeuw. According to his publicly available FINRA BrokerCheck report, Perry De…
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Jun 11
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Corey Lee Mireau Allegedly Makes Highly Unsuitable Private Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Corey Lee Mireau. According to his publicly available FINRA BrokerCheck report, Corey Lee…
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Jun 11
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AdobeStock 48872929

Francesco Puccio Allegedly Misappropriates Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Francesco Puccio. According to his publicly available FINRA BrokerCheck report, Francesco Puccio has…
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