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Current Investigations

Jun 25
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Bernard Parker Found Guilty Of Securities Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Bernard Parker. Bernard Parker was a Pennsylvania based securities broker. He worked in…
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Jun 24
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Gregg Templeton Allegedly Misuses Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. The truth is that investors who have lost money this…
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Jun 24
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Clay Hoffman Allegedly Trades Multiple Customers’ Accounts Without Authorization

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 24
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Jay Dee Jordan Allegedly Implements A Highly Unsuitable Trading Strategy Involving Non-Traditional ETFs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jay Dee Jordan. According to his publicly available FINRA BrokerCheck report, Jay Dee…
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Jun 24
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Anthony Verzi Barred From The Securities Industry

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Anthony Verzi. According to his publicly available FINRA BrokerCheck report, Anthony Verzi has…
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Jun 24
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Lorenzo Esteva Allegedly Provides His Customers With Inaccurate Account Information

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lorenzo Esteva. According to his publicly available FINRA BrokerCheck report, Lorenzo Esteva has…
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Jun 24
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Tye C. Williams Allegedly Converts $1 Million From Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that individuals who have lost money…
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Jun 24
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Angel Edgardo Aquino-Velez Allegedly Over-Concentrates Multiple Customers’ Accounts In Unsuitable Puerto Rico Closed End Funds And Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Angel Edgardo Aquino-Velez. According to his publicly available FINRA BrokerCheck report, Angel Edgardo…
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Jun 24
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Jonathan Freeze Allegedly Sells Private Investments Outside The Scope Of His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Jonathan Freeze. According to his publicly available FINRA BrokerCheck report, Jonathan Freeze has…
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Jun 24
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John Correnti Barred From The Securities Industry

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Correnti. According to his publicly available FINRA BrokerCheck report, John Correnti has…
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