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Current Investigations

Jun 20
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David Reynolds Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker David Reynolds. According to his publicly available FINRA BrokerCheck report, David Reynolds has…
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Jun 20
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Daniel Vazquez Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 20
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James Tao Allegedly Misappropriates Customer Funds While Operating A Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Tao. According to his publicly available FINRA BrokerCheck report, James Tao has…
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Jun 20
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Matthew Peregoy Allegedly Engaged In Unethical Business Practices

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
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Jun 20
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James Unger Allegedly Misappropriates $267,664 From A Customer Over A Four Year Period

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Unger. According to his publicly available FINRA BrokerCheck report, James Unger has…
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Jun 20
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Michael Siegel Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Siegel. According to his publicly available FINRA BrokerCheck report, Michael Siegel has…
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Jun 19
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Brandon Stimpson Allegedly Implements Unsuitable Investment Strategies

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 19
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Mark Kaplan Allegedly Churns The Account Of An Elderly Customer With Dementia

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth of the matter is that investors who…
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Jun 19
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Anthony Diaz Allegedly Inflates Customers’ Net Worth

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Anthony Diaz. According to his publicly available FINRA BrokerCheck report, Anthony Diaz has…
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Jun 19
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Kevin Wanner Sentenced To Over Eleven Years In Prison Due To Converting Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Wanner. Kevin Wanner was a North Dakota based securities broker. He worked…
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