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Category

Current Investigations

Feb 05
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David Fagenson Allegedly Unsuitably Trades The Accounts Of Three Elderly Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Fagenson. According to his publicly available FINRA BrokerCheck report, David Fagenson has…
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Jan 31
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Robert Witt Allegedly Fails To Adequately Diversify His Clients’ Portfolios

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Witt. According to his publicly available FINRA BrokerCheck report, Robert Witt has…
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Jan 31
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Randolph McNeill Allegedly Churns Multiple Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Randolph McNeill. According to his publicly available FINRA BrokerCheck report, Randolp McNeill has…
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Jan 31
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Omar Henry Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Omar Henry. According to his publicly available FINRA BrokerCheck report, Omar Henry has…
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Jan 31
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David Colflesh Allegedly Fails To Communicate Mutual Fund Risks To Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Colflesh. According to his publicly available FINRA BrokerCheck report, David Colflesh has…
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Jan 31
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Eric Kunis Allegedly Engages In Unsuitable Short-Term UIT Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eric Kunis. According to his publicly available FINRA BrokerCheck report, Eric Kunis has been…
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Jan 30
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Christopher Herrmann Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Herrmann. According to his publicly available FINRA BrokerCheck report, Christopher Herrmann has…
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Jan 30
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Jose Paula Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jose Paula. According to his publicly available FINRA BrokerCheck report, Jose Paula has…
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Jan 30
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Sidney Dufresne Allegedly Recommends Unapproved Fixed Indexed Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sidney Dufresne. According to his publicly available FINRA BrokerCheck report, Sidney Dufresne has been…
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Jan 30
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Wesley Foltz Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Wesley Foltz. According to his publicly available FINRA BrokerCheck report, Welsey Foltz has…
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