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Category

Current Investigations

Mar 20
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Alvery Bartlett Allegedly Makes Material Misrepresentations About Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alvery Bartlett. According to his publicly available FINRA BrokerCheck report, Alvery Bartlett has been…
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Mar 20
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Barrett Schultz Allegedly Fails To Disclose The Extent Of Associated Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barrett Schultz. According to his publicly available FINRA BrokerCheck report, Barrett Schultz has been…
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Mar 20
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Stephen Wolferman Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Wolferman. According to his publicly available FINRA BrokerCheck report, Stephen Wolferman has been…
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Mar 20
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Mark Katz Allegedly Misrepresents Tax Consequences Associated With Liquidating Concentrated Equity Position

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Katz. According to his publicly available FINRA BrokerCheck report, Mark Katz has been…
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Mar 20
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John Robert Morris Allegedly Recommends High-Risk Energy Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Robert Morris. According to his publicly available FINRA BrokerCheck report, John Robert Morris…
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Mar 20
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Michael Kahn Allegedly Fails To Follow Customer Instructions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Kahn. According to his publicly available FINRA BrokerCheck report, Michael Kahn has been…
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Mar 20
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Perry Stalvey Terminated From State Farm VP Management Corp.

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Perry Stalvey. According to his publicly available FINRA BrokerCheck report, Perry Stalvey has…
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Mar 20
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David Ridenour Allegedly Invests Customers In Speculative And High-Risk Stocks And Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Ridenour. According to his publicly available FINRA BrokerCheck report, David Ridenour has been…
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Mar 19
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Martin McLaughlin Allegedly Recommends High-Risk Equities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Martin McLaughlin. According to his publicly available FINRA BrokerCheck report, Martin McLaughlin has…
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Mar 19
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Jimmy Kuhn Allegedly Breaches Of Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jimmy Kuhn. According to his publicly available FINRA BrokerCheck report, Jimmy Kuhn has been…
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