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Category

Current Investigations

Jul 02
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Kelly Althar Allegedly Over-Concentrated An Elderly Customer’s Account In Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Kelly Althar. According to his publicly available FINRA BrokerCheck report, Kelly Althar has…
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Jul 01
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Adam Fritzsche Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Adam Fritzsche. According to his publicly available FINRA BrokerCheck report, Adam Fritzsche was…
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Jul 01
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James Kolf Allegedly Converts Over $500,000 For His Own Personal Use

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker James Kolf. According to his publicly available FINRA BrokerCheck report, James Kolf was…
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Jul 01
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Craig Dima Allegedly Makes Fraudulent Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct by former securities broker Craig Dima. According to his publicly available FINRA BrokerCheck report, Craig Dima has…
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Jul 01
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Dennis Van Patter Allegedly Invests A Customer In Illiquid And Speculative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Dennis Van Patter. According to his publicly available FINRA BrokerCheck report, Dennis Van…
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Jul 01
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Angelo Talebi Allegedly Invests Customers In Unsuitable REITs and Annuities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money…
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Jul 01
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Troy Baldridge Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors that have lost money…
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Jul 01
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Eric Kuchel Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jul 01
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Stuart Horowitz Allegedly Sells Unsuitable Private Placements

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 28
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Demitrios Hallas Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to the fraudulent behavior of their securities broker. The truth is that investors who have…
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