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Current Investigations

Aug 28
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Kendall Groom Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kendall Groom. According to his publicly available FINRA BrokerCheck report, Kendall Groom has…
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Aug 28
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Michel Lavelanet Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michel Lavelanet. According to his publicly available FINRA BrokerCheck report, Michel Lavelanet has…
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Aug 27
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Robert Regan Allegedly Recommends Unsuitable Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Robert Regan. According to his publicly available FINRA BrokerCheck report, Robert Regan has…
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Aug 27
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AdobeStock 180008799

Sean Lanci Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sean Lanci. According to his publicly available FINRA BrokerCheck report, Sean Lanci has…
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Aug 27
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Ricky Moore Suspended By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Ricky Moore. According to his publicly available FINRA BrokerCheck report, Ricky Moore has been…
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Aug 26
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Craig Langweiler Allegedly Churns His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Craig Langweiler. According to his publicly available FINRA BrokerCheck report, Craig Langweiler has been the subject of…
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Aug 23
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J. Randall Gladden Allegedly Recommends An Unsuitable Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker J. Randall Gladden. According to his publicly available FINRA BrokerCheck report, J. Randall…
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Aug 23
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William Henry Watson Allegedly Recommends Inappropriate Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fohser is presently investigating the possible misconduct of former securities broker William Henry Watson. According to his publicly available FINRA BrokerCheck report, William Henry…
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Aug 23
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AdobeStock 82433370

David Lowenthal Allegedly Fails To Disclose The Risks Associated With Derivatives

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker David Lowenthal. According to his publicly available FINRA BrokerCheck report, David Lowenthal has been…
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Aug 23
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AdobeStock 11323183

Lance Gilden Allegedly Forges Customer Signatures

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lance Gilden. According to his publicly available FINRA BrokerCheck report, Lance Gilden has…
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