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Oakes & Fosher

Oct 02
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Terance Power Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Terance Power. According to his publicly available FINRA BrokerCheck report, Terance Power has been…
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Oct 02
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Thomas Murray Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Murray. According to his publicly available FINRA BrokerCheck report, Thomas Murray has been…
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Oct 02
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Sergio Rovner Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Sergio Rovner. According to his publicly available FINRA BrokerCheck report, Sergio Rovner has been…
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Oct 02
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John Casimir Allegedly Over-Concentrates A Customer’s Portfolio In A Puerto Rico Municipal Bond Position

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Casimir. According to his publicly available FINRA BrokerCheck report, John Casimir has been…
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Oct 02
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James Conaway Allegedly Provides Inaccurate Information Regarding His Outside Business Engagements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Conaway. According to his publicly available FINRA BrokerCheck report, James Conaway has…
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Oct 01
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John Eads Allegedly Recommends Unsuitable Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Eads. According to his publicly available FINRA BrokerCheck report, John Eads has…
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Oct 01
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UBS Financial’s Yield Enhancement Strategy

Cara Paynter Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Cara Paynter. According to her publicly available FINRA BrokerCheck report, Cara Paynter has been…
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Oct 01
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Thomas North Allegedly Over-Concentrates A Customer’s Portfolio In Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Thomas North. According to his publicly available FINRA BrokerCheck report, Thomas North has been…
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Sep 28
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Meaghan Marie Johnson Allegedly Forges The Signatures Of Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Meaghan Marie Johnson. According to her publicly available FINRA BrokerCheck report, Meaghan Marie…
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Sep 28
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James Larkin Powers Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Larkin Powers. According to his publicly available FINRA BrokerCheck report, James Larkin…
Read More
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