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Oakes & Fosher

Sep 26
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Andre Davis Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andre Davis. According to his publicly available FINRA BrokerCheck report, Andre Davis has been…
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Sep 26
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Jeffrey Parson Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Jeffrey Parson. According to his publicly available FINRA BrokerCheck report, Jeffrey Parson has been…
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Sep 26
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Joseph Eschleman Allegedly Exercises Discretion in Customers’ Accounts Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Eschleman. According to his publicly available FINRA BrokerCheck report, Joseph Eschleman has been…
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Sep 26
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Robert Franden Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Franden. According to his publicly available FINRA BrokerCheck report, Robert Franden has been…
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Sep 26
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Kirk Bertsch Discharged From Farmers Financial Solutions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kirk Bertsch. According to his publicly available FINRA BrokerCheck report, Kirk Bertsch has…
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Sep 26
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Kari Bracy Allegedly Misrepresents A Private Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kari Bracy. According to her publicly available FINRA BrokerCheck report, Kari Bracy has…
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Sep 25
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Robert Tweed Allegedly Negligently And Fraudulently Misleads Investors About The “Athenian Fund”

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Tweed. According to his publicly available FINRA BrokerCheck report, Robert Tweed has been…
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Sep 25
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Eric Korhut Allegedly Executes Numerous Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Korhut. According to his publicly available FINRA BrokerCheck report, Eric Korhut has…
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Sep 25
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Jon Sugick Allegedly Recommends Commodities Not Approved By His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jon Sugick. According to his publicly available FINRA BrokerCheck report, Jon Sugick has…
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Sep 25
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Francisco Faraco Allegedly Executes An Unauthorized Bond Transaction

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Francisco Faraco. According to his publicly available FINRA BrokerCheck report, Francisco Faraco has…
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