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Oakes & Fosher

Oct 04
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Laurence Greene Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Laurence Greene. According to his publicly available FINRA BrokerCheck report, Laurence Greene has…
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Oct 04
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Jerry Westling Allegedly Recommends An Unsuitable Product

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jerry Westling. According to his publicly available FINRA BrokerCheck report, Jerry Westling has…
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Oct 04
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David W. Stewart Terminated From IBN Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David W. Stewart. According to his publicly available FINRA BrokerCheck report, David W.…
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Oct 03
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Vernon Sears Allegedly Recommends Unit Investment Trusts To Unsuited Investors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Vernon Sears. According to his publicly available FINRA BrokerCheck report, Vernon Sears has…
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Oct 03
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Robert Kostigen Allegedly Recommends Unsuitable Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Kostigen. According to his publicly available FINRA BrokerCheck report, Robert Kostigen has been…
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Oct 03
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Pavel Kreychman Allegedly Makes Material Misrepresentations Regarding Variable Annuities

By Oakes & Fosher Current Investigations
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Pavel Kreychman. According to his publicly available FINRA BrokerCheck report, Pavel Kreychman has been…
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Oct 03
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Sierra Crocker Arrested For Alleged Organized Fraud

By Oakes & Fosher Current Investigations No Comments
Sierra Crocker was a Florida based securities broker. She worked in the securities industry for just one year. She spent that year working as a registered securities broker for Voya…
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Oct 03
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Edward Herbst Allegedly Engages In Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Edward Herbst. According to his publicly available FINRA BrokerCheck report, Edward Herbst has been…
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Oct 03
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James Kujawski Allegedly Takes Part In Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Kujawski. According to his publicly available FINRA BrokerCheck report, James Kujawski has been…
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Oct 03
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AdobeStock 4796565

Daniel Tompkins Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Tompkins. According to his publicly available FINRA BrokerCheck report, Daniel Tompkins has been…
Read More
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