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Oakes & Fosher

Oct 04
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Jack Owens Allegedly Liquidates Customers’ Annuities Subjecting Them To Penalties And Losses

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jack Owens. According to his publicly available FINRA BrokerCheck report, Jack Owens has…
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Oct 04
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Billy Zhang Permitted To Resign From AXA Advisors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Billy Zhang. According to his publicly available FINRA BrokerCheck report, Billy Zhang has…
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Oct 04
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Delio Londono Allegedly Places A Client In Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Delio Londono. According to his publicly available FINRA BrokerCheck report, Delio London has been…
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Oct 04
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George Dance Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker George Dance. According to his publicly available FINRA BrokerCheck report, George Dance has been…
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Oct 04
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John Prinzivalli Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Prinzivalli. According to his publicly available FINRA BrokerCheck report, John Prinzivalli has been…
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Oct 04
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Marlyn McClain Allegedly Recommends Unsuitable Securities To An Elderly Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marlyn McClain. According to his publicly available FINRA BrokerCheck report, Marlyn McClain has been…
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Oct 04
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Mel Hertz Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mel Hertz. According to his publicly available FINRA BrokerCheck report, Mel Hertz has been…
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Oct 04
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AdobeStock 92679503

Reynold Frank Vaughan III Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Reynold Frank Vaughan III. According to his publicly available FINRA BrokerCheck report, Reynold Frank…
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Oct 04
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Arshad Hussain Terminated From Both Edward Jones And Next Financial Group

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Arshad Hussain. According to his publicly available FINRA BrokerCheck report, Arshad Hussain has…
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Oct 04
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Ian Deliz Morales Has Been The Subject Of Numerous Customer Complaints In Connection With Puerto Rican Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ian Deliz Morales. According to his publicly available FINRA BrokerCheck report, Ian Deliz…
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