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Current Investigations

Nov 17
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Non-Traded REIT Inland Real Estate’s Prices Fall In Secondary Market

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…
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Nov 17
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Non-Traded REIT Mackenzie Realty’s Prices Fall In Secondary Market

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…
Read More
Nov 12
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Non-Traded REIT Carter Validus’ Prices Fall In Secondary Market

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…
Read More
Oct 13
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David Wilson Allegedly Misrepresents Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Wilson. According to his publicly available FINRA BrokerCheck report, David Wilson has been…
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Sep 09
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Jesse Kovacs Suspended By FINRA For Allegedly Participating In Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jesse Kovacs. According to his publicly available FINRA BrokerCheck report, Jesse Kovacs has been…
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Sep 09
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Yvonne Nirelli Suspended By FINRA For Allegedly Executing Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Yvonne Nirelli. According to her publicly available FINRA BrokerCheck report, Yvonne Nirelli has been…
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Sep 08
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Frank Venturelli Allegedly Executes Unsuitable Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Frank Venturelli. According to his publicly available FINRA BrokerCheck report, Frank Venturelli was the…
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Aug 17
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Sylvester Knox Suspended By FINRA For Allegedly Executing Unauthorized Discretionary Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Sylvester Knox. According to his publicly available FINRA BrokerCheck report, Sylvester Knox was the…
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Jul 30
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Albert Dishner Suspended By FINRA For Allegedly Executing Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Albert Dishner. According to his publicly available FINRA BrokerCheck report, Albert Dishner has been…
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Jul 30
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Coastal Equities’ Luke Michael Johnson Allegedly Recommends GPB Capital Holdings Amid “Ponzi Scheme” Allegations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an alternative asset management firm called GPB Capital Holdings,…
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