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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

May 31
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Andrew Perry Allegedly Recommends The Highly Unsuitable Yield Enhancement Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating allegations levied against securities broker Andrew Perry concerning the Yield Enhancement Strategy--also known as the YES strategy. The Yield Enhancement…
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May 31
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Joel Davidman Allegedly Exercises Discretion Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Davidman. According to his publicly available FINRA BrokerCheck report, Joel Davidman has been…
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May 31
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Mark Schklar Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Schklar. According to his publicly available FINRA BrokerCheck report, Mark Schklar has…
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May 31
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Harold Pomeranz Allegedly Recommends Unsuitable UIT Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Harold Pomeranz. According to his publicly available FINRA BrokerCheck report, Harold Pomeranz has…
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May 30
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ATEL Capital Group

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher is currently investigating the possible unsuitability associated with equipment leasing products sold by brokers and broker dealers--specifically products under the umbrella of the ATEL Capital Group. These…
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May 30
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Robert Berry Allegedly Engages In Discretionary Trading Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Berry. According to his publicly available FINRA BrokerCheck report, Robert Berry has been…
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May 30
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Olori Hamilton Accused Of Converting Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Olori Hamilton. According to his publicly available FIRNA BrokerCheck report, Olori Hamilton has…
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May 30
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William Wyman Allegedly Sells Away From His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Wyman. According to his publicly available FINRA BrokerCheck report, William Wyman is…
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May 30
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AdobeStock 62203512

David Mallett Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Mallett. According to his publicly available FINRA BrokerCheck report, David Mallett has…
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May 30
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AdobeStock 39616999

Chad Hornaday Allegedly Embezzles Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Chad Hornaday. According to his publicly available FINRA BrokerCheck report, Chad Hornaday has…
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