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Current Investigations

Jul 16
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AdobeStock 1800313 1

Dana Hawkins Allegedly Recommends Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Dana Hawkins. According to his publicly available FINRA BrokerCheck report, Dana Hawkins has been…
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Jul 16
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AdobeStock 226402458

Leonard Kinsman Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating allegations levied against former securities broker, Leonard Kinsman. According to his publicly available FINRA BrokerCheck report, Leonard Kinsman has been the subject of multiple…
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Jul 16
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AdobeStock 102582869

John A. Busco Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. The truth is investors who have lost money in…
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Jul 16
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AdobeStock 155565861

Stephen Whittaker Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct. The truth is that investors may be entitled to damages if…
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Jul 16
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AdobeStock 166541065

Shimshon Plotkin Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. Investors who believe they may have lost money in…
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Jul 16
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AdobeStock 132341163

James T. Booth Allegedly Converted Customer Funds For His Own Personal Use

By Oakes & Fosher Current Investigations No Comments
A good deal of investors are unaware of the legal recourse available to them after losing money due to securities broker negligence or fraud. Investors that have lost money in…
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Jul 16
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AdobeStock 48872929

Mark Kolta Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. Investors who believe they have lost money in this…
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Jul 16
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AdobeStock 228517044

John M. James Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. Investors who believe they have lost money in this…
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Jul 10
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featured blog image oakes fosher2

Matthew Crafa Accused Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Matthew Crafa. According to his publicly available FINRA BrokerCheck report, Matthew Crafa…
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Jul 10
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UBS Financial’s Yield Enhancement Strategy

Craig Siegel Allegedly Churned His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. Investors who have lost money in this fashion may be…
Read More
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