Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Jul 29
Love0
AdobeStock 191377535

Stuart Henley Allegedly Churns His Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct and/or negligence of former securities broker Stuart Henley. According to his publicly available FINRA BrokerCheck report, Stuart…
Read More
Jul 29
Love0
AdobeStock 209759302

Dominic Tropiano Allegedly Recommends Highly Unsuitable Leveraged ETFs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged negligence and/or misconduct by former securities broker Dominic Tropiano. According to his publicly available FINRA BrokerCheck report, Dominic…
Read More
Jul 24
Love0
AdobeStock 224681677

Robert Salles Allegedly Engages In Misrepresentation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Robert Salles. According to his publicly available FINRA BrokerCheck report, Robert Salles…
Read More
Jul 24
Love0
AdobeStock 226402458

Kevin R. Wilson Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct and/or negligence of securities broker Kevin R. Wilson. According to his publicly available FINRA BrokerCheck report, Kevin…
Read More
Jul 24
Love0
AdobeStock 228517044

William Franklin Richardson Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigation the possible misconduct and/or negligence of securities broker William Franklin Richardson. According to his publicly available FINRA BrokerCheck report, William Franklin Richardson was the…
Read More
Jul 24
Love0
AdobeStock 241369904

Stephen Carver Allegedly Engages In Financial Elder Abuse

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker Stephen Carver. According to his publicly available FINRA BrokerCheck report shows…
Read More
Jul 24
Love0
AdobeStock 242281721

GPB Capital Holding Funds Operating As A Ponzi Scheme

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is currently interested in hearing from investors that believe they may have lost money investing in any of the GPB Capital Holding funds.…
Read More
Jul 24
Love0
UBS Financial’s Yield Enhancement Strategy

Philip Rosensweig Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Philip Rosensweig. According to his publicly available FINRA BrokerCheck report, Philip Rosensweig…
Read More
Jul 24
Love0
AdobeStock 136871517

Daniel Todd Levine Allegedly Engages In Undisclosed Business Activities Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker Daniel Todd Levine. According to his publicly available FINRA BrokerCheck report,…
Read More
Jul 23
Love0
AdobeStock 142902196

Kristian M. Gaudet Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Kristian M. Gaudet. According to his publicly available FINRA BrokerCheck report,…
Read More
  • Previous
  • 1
  • …
  • 40
  • 41
  • 42
  • 43
  • 44
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap