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Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Sep 30
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Richard Braverman Allegedly Recommends Unsuitable Direct Participation Programs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Braverman. According to his publicly available FINRA BrokerCheck report, Richard Braverman has been…
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Sep 27
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Steven Roffman Terminated From Ameriprise Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Roffman. According to his publicly available FINRA BrokerCheck report, Steven Roffman has been…
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Sep 27
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AdobeStock 40515377

Patrick Foley Allegedly Misleads A Customer About Required Premiums

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Patrick Foley. According to his publicly available FINRA BrokerCheck report, Patrick Foley has been…
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Sep 27
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AdobeStock 1806532

Bobby Coburn Allegedly Recommends Unapproved Private Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bobby Coburn. According to his publicly available FINRA BrokerCheck report, Bobby Coburn has…
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Sep 27
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Barry Snyder Allegedly Engages In Excessive And Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Snyder. According to his publicly available FINRA BrokerCheck report, Barry Snyder has been…
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Sep 27
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AdobeStock 48872929

Leon Almeida Allegedly Misrepresents Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Leon Almeida. According to his publicly available FINRA BrokerCheck report, Leon Almeida has been…
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Sep 27
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AdobeStock 62203512

Mark Wetherell Terminated From Kovack Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Wetherell. According to his publicly available FINRA BrokerCheck report, Mark Wetherell has…
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Sep 26
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AdobeStock 96791832

Halil Kozi Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Halil Kozi. According to his publicly available FINRA BrokerCheck report, Halil Kozi has…
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Sep 20
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AdobeStock 101698561

Joseph Andreoli Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Andreoli. According to his publicly available FINRA BrokerCheck report, Joseph Andreoli has been…
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Sep 20
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AdobeStock 96791832

Jack David Stone Allegedly Engages In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jack David Stone. According to his publicly available FINRA BrokerCheck report, Jack David…
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