Current Investigations
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Cory Bataan Of Aegis Capital Corp Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Cory Bataan. According to his publicly available FINRA BrokerCheck report, Cory Bataan had been the subject of multiple customer disputes over the course of…
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Current Investigations Ghazaleh Kayvan Ebrahimi of Aegis Capital Corp Allegedly Misrepresents Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ghazaleh Kayvan Ebrahimi. According to his publicly available FINRA BrokerCheck report, Ghazaleh Ebrahimi has been the subject of multiple customer disputes…
Read More Current Investigations Gregory Spencer O’Brien of Aegis Capital Corp Allegedly Breaches Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Spencer O'Brien. According to his publicly available FINRA BrokerCheck report, Gregory O'Brien has been the subject of multiple customer disputes…
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Current Investigations Teresa Bravo of Aegis Capital Corp Allegedly Recommends Unsuitable Puerto Rico Bonds
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jorge Bravo. According to his publicly available FINRA BrokerCheck report, Teresa Bravo has been the subject of multiple customer disputes over the course of…
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Current Investigations Jorge Bravo Of Aegis Capital Corp Allegedly Misrepresents Investments in Puerto Rico Municipal Bonds
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jorge Bravo and Teresa Bravo. According to their publicly available FINRA BrokerCheck report, both have been the subject of multiple customer disputes over…
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Current Investigations Franz Helmut Lambert Allegedly Churns Customers’ Accounts
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Franz Helmut Lambert. According to his publicly available FINRA BrokerCheck report, Franz Lambert had been the subject of multiple customer disputes over the…
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Current Investigations Atlas Growth Partners Investors May Have Suffered Serious Damages
The law firm of Oakes & Fosher is currently interested in hearing from investors that believe they may have lost money investing with Atlas Growth Partners. There were many warning signs and red flags with these investments, and brokers that recommended these…
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Current Investigations Andrew Bruce Elsoffer Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Andrew Bruce Elsoffer. According to his publicly available FINRA BrokerCheck report, Andrew Elsoffer had been the subject of multiple customer disputes over…
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Current Investigations Daniel Philip Raupp Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Daniel Philip Raupp. According to his publicly available FINRA BrokerCheck report, Daniel Raupp had been the subject of multiple customer disputes over the…
Read More Current Investigations Joseph Michael Fedorko Allegedly Churns Customers’ Accounts
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Joseph Michael Fedorko. According to his publicly available FINRA BrokerCheck report, Joseph Fedorko had been the subject of multiple customer disputes over…
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Alternative Investment GWG Holdings Defaults On L Bonds Interest Payments
In December of 2021 the SEC had announced its investigation into GWG Holdings $2 billion L Bond. An external auditor’s report found that GWG’s internal controls over its financial reporting showed “insufficient accounting policies and led to restating…
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Current Investigations Marc Korsch Allegedly Concentrates Accounts In Unsuitable Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Marc Frederick Korsch. According to his publicly available FINRA BrokerCheck report, Marc Korsch had been the subject of multiple customer disputes over the…
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