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Category

Current Investigations

Aug 02
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Jerome Poole Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jerome Poole. According to his publicly available FINRA BrokerCheck report, Jerome Poole has…
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Aug 02
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Lawrence Delhagen Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Lawrence Delhagen. According to his publicly available FINRA BrokerCheck report, Lawrence Delhagen has been…
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Jul 31
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Sigma Financial Broker Joel Lagore Allegedly Mismanages His Customers’ Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Lagore. According to his publicly available FINRA BrokerCheck report, Joel Lagore is currently…
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Jul 31
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Suhail Khan Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Suhail Khan. According to his publicly available FINRA BrokerCheck report, Suhail Khan has…
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Jul 31
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Theodore Coleman Allegedly Trades His Customers’ Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Theodore Coleman. According to his publicly available FINRA BrokerCheck report, Theodore Coleman has been…
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Jul 31
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Frederick Olson Discharged from Oak Ridge Financial Services Group Following Allegations Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Olson. According to his publicly available FINRA BrokerCheck report, Frederick Olson has…
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Jul 31
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Oakes and Fosher Brings New Arbitration Cases Against United Development Funding III And IV

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
United Development Funding has been under investigation by the Securities and Exchange Commission since April 2014. United Development Funding IV, or UDF IV, and its predecessor, UDF III, are what…
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Jul 31
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Marc Korsch Allegedly Recommends Highly Unsuitable Annuity Switches

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Marc Korsch--a securities broker we have had dealings with in the past. Marc Korsch…
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Jul 30
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Charles Doraine Allegedly Engages In Excessive Product Switches

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Charles Doraine. According to his publicly available FINRA BrokerCheck report, Charles Doraine has been…
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Jul 30
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AdobeStock 74888921

Craig Wakefield Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of securities broker Craig Wakefield. According to his publicly available FINRA BrokerCheck report, he has been the subject of multiple customer…
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