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Current Investigations

Jul 10
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Ahmed Gheith Allegedly Engages In Unauthorized Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Ahmed Gheith. According to his publicly available FINRA BrokerCheck report, Ahmed Gheith has been…
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Jul 09
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John Paul Mazza Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Paul Mazza. According to his publicly available FINRA BrokerCheck report, John Paul Mazza…
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Jul 07
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Barry Wold Allegedly Charges Excessive Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Barry Wold. According to his publicly available FINRA BrokerCheck report, Barry Wold has been…
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Jul 04
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Ramon Herrera Allegedly Withdraws Customer Funds Without Permission

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ramon Herrera. According to his publicly available FINRA BrokerCheck report, Ramon Herrera has…
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Jun 21
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George Mathis Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker George Mathis. According to his publicly available FINRA BrokerCheck report, George Mathis has been the…
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Jun 20
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Don Traywick Suspended By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Don Traywick. According to his publicly available FINRA BrokerCheck report, Don Traywick has been the…
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Jun 20
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Investor Claims Michael Ralston Gave Them Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Ralston. According to his publicly available FINRA BrokerCheck report, Michael Ralston is presently…
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Jun 20
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Steven Reznik Allegedly Misrepresents And Omits Key Details Regarding Invesmtents

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Steven Reznik. According to his publicly available FINRA BrokerCheck report, Steven Reznik has…
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Jun 05
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Centaurus Financial Broker Timothy Tremblay Allegedly Invests Customers In Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher, LLC recently filed an arbitration on behalf of investors against Centaurus Financial regarding brokerage accounts handled by FINRA licensed broker Timothy Tremblay. According…
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Sep 25
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Michael B. Barnett Allegedly Invests Multiple Customers In The Unsuitable Breitburn Energy

By Oakes & Fosher Current Investigations
The law firm of Oakes & Fosher has had an ongoing investigation against securities broker Michael B. Barnett since we filed our first claim against him in July 2016. As…
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