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      • Non-Traded REITs
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    • FINRA Arbitration
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Current Investigations

Jul 30
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Patrick Dever Allegedly Purchases Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Patrick Dever. According to his publicly available FINRA BrokerCheck report, Patrick Dever has been…
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Jul 30
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Robert Yasnis Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Robert Yasnis. According to his publicly available FINRA BrokerCheck report, Robert Yasnis…
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Jul 16
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Paul Mauro Sanctioned By The Massachusetts Securities Division

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Paul Mauro. According to his publicly available FINRA BrokerCheck report, Paul Mauro has been…
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Jul 16
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Phillip A. Noto II and Barry T. Eisenberg Censured by the Securities and Exchange Commission

By Oakes & Fosher Current Investigations No Comments
Phillip A. Noto II and Barry T. Eisenberg were both censured by the Securities and Exchange Commission on June 29th, 2018. Both men are managers at a securities brokerage firm…
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Jul 12
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Lawrence Fawcett Allegedly Churns His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lawrence Fawcett. According to his publicly available FINRA BrokerCheck report, Lawrence Fawcett has…
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Jul 12
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John H. Russell Allegedly Makes Fraudulent And Negligent Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John H. Russell. According to his publicly available FINRA BrokerCheck report, John H. Russell…
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Jul 12
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Scott Palmer Allegedly Makes Numerous Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Scott Palmer. According to his publicly available FINRA BrokerCheck report, Scott Palmer has…
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Jul 10
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Domingo Gonzalez Allegedly Deposits Client’s Check Into His Personal Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Domingo Gonzalez. According to his publicly available FINRA BrokerCheck report, Domingo Gonzalez has…
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Jul 10
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William Brunner Allegedly Churns Multiple Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker William Brunner. According to his publicly available FINRA BrokerCheck report, William Brunner has…
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Jul 10
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Laura Ortega Shean Barred by FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Laura Ortega Shean. According to her publicly available FINRA BrokerCheck report, Laura Ortega…
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