Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis
Category

Current Investigations

Aug 08
Love0
AdobeStock 117784175

Erik Littlejohn Allegedly Fails To Disclose Associated Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Erik Littlejohn. According to his publicly available FINRA BrokerCheck report, Erik Littlejohn has been…
Read More
Aug 08
Love0
AdobeStock 16472899

Randy Carpen Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Randy Carpen. According to his publicly available FINRA BrokerCheck report, Randy Carpen has…
Read More
Aug 08
Love1
AdobeStock 130231971

Michael Pepe Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Michael Pepe. According to his publicly available FINRA Broker Check report, Michael Pepe has…
Read More
Aug 08
Love0
AdobeStock 84267634 1

Robert Cleary Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Robert Cleary. According to his FINRA BrokerCheck report, Robert Cleary has been the subject…
Read More
Aug 07
Love0
AdobeStock 1800313 1

Walter Parker Allegedly Recommends The Fraudulent UDF IV Fund

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Walter Parker. According to his publicly available FINRA BrokerCheck report, Walter Parker has…
Read More
Aug 07
Love0
AdobeStock 11323183

FINRA Suspends Arthur Meunier For Two Years and Fines Him $20,000

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Arthur Meunier. According to his publicly available FINRA BrokerCheck report, Arthur Meunier has…
Read More
Aug 07
Love0
AdobeStock 65075816

John Galinsky Allegedly Omits Material Facts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Galinsky. According to his publicly available FINRA BrokerCheck report, John Galinsky has been…
Read More
Aug 07
Love0
AdobeStock 89168969

Wolf Popper Allegedly Distributes False Information Regarding Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Wolf Popper. According to his publicly available FINRA BrokerCheck report, Wolf Popper has been…
Read More
Aug 06
Love0
AdobeStock 92679503

Mason Gann Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mason Gann. According to his publicly available FINRA BrokerCheck report, Mason Gann has…
Read More
Aug 06
Love0
AdobeStock 40515377

Brent Van Lott Terminated from LPL Financial and Suspended by FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of former securities broker Brent Van Lott. According to his publicly available FINRA BrokerCheck report, Brent Van Lott…
Read More
  • Previous
  • 1
  • …
  • 141
  • 142
  • 143
  • 144
  • 145
  • …
  • 147
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap