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    • Alternative Investments
      • Non-Traded REITs
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    • FINRA Arbitration
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    • Stockbroker Fraud
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Category

Current Investigations

Oct 09
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Andrew Bloom Allegedly Omits Material Facts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Bloom. According to his publicly available FINRA BrokerCheck report, Andrew Bloom has been…
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Oct 08
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AdobeStock 69409122

Sam Pieh Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sam Pieh. According to his publicly available FINRA BrokerCheck report, Sam Pieh has been…
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Oct 08
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John Saunders Allegedly Fails To Diversify

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Saunders. According to his publicly available FINRA BrokerCheck report, John Saunders has been…
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Oct 08
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AdobeStock 89168969

Brian Court Allegedly Churns His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Brian Court. According to his publicly available FINRA BrokerCheck report, Brian Court has been…
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Oct 08
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AdobeStock 40515377

Edward Rosenblatt Allegedly Misrepresents An Investment To His Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Rosenblatt. According to his publicly available FINRA BrokerCheck report, Edward Rosenblatt has been…
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Oct 08
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AdobeStock 41845221

Laura Hanson Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Laura Hanson. According to her publicly available FINRA BrokerCheck report, Laura Hanson has been…
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Oct 08
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AdobeStock 104807874

Ronald Lee Smith Allegedly Fails To Monitor Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ronald Lee Smith. According to his publicly available FINRA BrokerCheck report, Ronald Lee Smith…
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Oct 08
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John Kellar Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kellar. According to his publicly available FINRA BrokerCheck report, John Kellar has been…
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Oct 08
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William Koenig Allegedly Over-Concentrates A Customer’s Portfolio In An Unsuitable Holding

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Koenig. According to his publicly available FINRA BrokerCheck report, William Koenig has been…
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Oct 08
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AdobeStock 99622416

Michael G. Solomon Allegedly Engages In Unsuitable And Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael G. Solomon. According to his publicly available FINRA BrokerCheck report, Michael G. Solomon…
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