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Current Investigations

Oct 09
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Ethan De Naray Terminated From Merrill Lynch

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ethan De Naray. According to his publicly available FINRA BrokerCheck report, Ethan De Naray…
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Oct 09
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Barry Stocker Allegedly Engages In Willfull, Reckless, And Malicious Conduct

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Stocker. According to his publicly available FINRA BrokerCheck report, Barry Stocker has been…
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Oct 09
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Michael Todd Hogan Allegedly Misrepresents Products

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Todd Hogan. According to his publicly available FINRA BrokerCheck report, Michael Todd Hogan…
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Oct 09
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John Kettmann Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kettmann. According to his publicly available FINRA BrokerCheck report, John Kettmann has been…
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Oct 09
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Sharon Daggett Allegedly Misrepresents Puerto Rico Bonds As Insured

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sharon Daggett. According to her publicly available FINRA BrokerCheck report, Sharon Daggett has…
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Oct 09
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Jay Wallinger Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jay Wallinger. According to his publicly available FINRA BrokerCheck report, Jay Wallinger has been…
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Oct 09
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Steven Musser Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Musser. According to his publicly available FINRA BrokerCheck report, Steven Musser has been…
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Oct 09
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David Schmerber Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Schmerber. According to his publicly available FINRA BrokerCheck report, David Schmerber has been…
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Oct 09
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Tom Parks Allegedly Recommends Various Types Of Illiquid And Speculative Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Tom Parks. According to his publicly available FINRA BrokerCheck report, Tom Parks has…
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Oct 09
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John Bryant Discharged From Wells Fargo

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Bryant. According to his publicly available FINRA BrokerCheck report, John Bryant has been…
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