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Category

Current Investigations

Oct 08
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Emil Skyba Barred By FINRA Following Allegations Of Altering New Account Forms

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Emil Skyba. According to his publicly available FINRA BrokerCheck report, Emil Skyba has…
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Oct 08
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Douglas Leone Barred By FINRA In Connection With Excessive And Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Douglas Leone. According to his publicly available FINRA BrokerCheck report, Douglas Leone has…
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Oct 08
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Harold Couglar Barred By FINRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Harold Couglar. According to his publicly available FINRA BrokerCheck report, Harold Couglar has…
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Oct 04
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Darrell Hesford Allegedly Executes An Unauthorized Trade

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Darrell Hesford. According to his publicly available FINRA BrokerCheck report, Darrell Hesford has been…
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Oct 04
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Garnet Wahlund Allegedly Misrepresents The Terms Of A Variable Life Insurance Policy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Garnet Wahlund. According to his publicly available FINRA BrokerCheck report, Garnet Wahlund has been…
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Oct 04
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Jack Owens Allegedly Liquidates Customers’ Annuities Subjecting Them To Penalties And Losses

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jack Owens. According to his publicly available FINRA BrokerCheck report, Jack Owens has…
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Oct 04
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Billy Zhang Permitted To Resign From AXA Advisors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Billy Zhang. According to his publicly available FINRA BrokerCheck report, Billy Zhang has…
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Oct 04
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Delio Londono Allegedly Places A Client In Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Delio Londono. According to his publicly available FINRA BrokerCheck report, Delio London has been…
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Oct 04
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George Dance Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker George Dance. According to his publicly available FINRA BrokerCheck report, George Dance has been…
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Oct 04
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John Prinzivalli Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Prinzivalli. According to his publicly available FINRA BrokerCheck report, John Prinzivalli has been…
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